HomeCirculars › RBI/2013-14/153

LAF Cap for Standalone Primary Dealers at 100% of Net Owned Funds

Current · Source: Reserve Bank of India · RBI/2013-14/153 · issued 23 Jul 2013 · ~2 min read
Quick answerRBI capped LAF borrowing for standalone Primary Dealers at 100% of net owned funds from July 24, 2013, as part of measures to curb exchange rate volatility. The cap applies to combined morning and additional LAF repo allocations.
The rule, in the simplest words
How it plays out — a real example

Rohit, a primary‑dealer relationship manager in Mumbai, reviews his dealer’s latest audited balance sheet, notes the net owned funds figure, and makes sure the dealer’s total LAF borrowing – combining the morning loan and the Friday extra loan – never exceeds that amount, informing the dealer of the new limit in a friendly conversation.

What changed

RBI introduced a cap on LAF borrowing for standalone Primary Dealers, limiting total funds available to 100% of their net owned funds as per the latest audited balance sheet. This cap applies to the combined allocation from both the morning LAF repo and the additional LAF repo conducted on reporting Fridays. The change took effect from July 24, 2013.

What it means for you

Standalone Primary Dealers now face a hard borrowing limit under LAF, directly linked to their net owned funds. This restricts their ability to access liquidity from RBI, potentially impacting their market-making and treasury operations. Banks dealing with PDs should reassess counterparty exposure and liquidity risk, as PDs may need to adjust funding strategies.

What you must do

Who it affects

Standalone Primary Dealers, Banks with exposure to standalone Primary Dealers, RBI's monetary operations team

❓ Common questions

What is the new LAF cap for standalone Primary Dealers?

The total LAF borrowing for a standalone PD is capped at 100% of its net owned funds as per the latest audited balance sheet, effective July 24, 2013.

Does this cap apply to both regular and additional LAF repos?

Yes, the cap applies to the combined allocation from the morning LAF repo and the additional LAF repo conducted on reporting Fridays.

Why did RBI introduce this cap?

RBI announced this as part of additional measures to address exchange rate volatility, aiming to tighten liquidity access for standalone PDs.

📜 Read the original circular — full text as issued by RBI
RBI/2013-14/153 FMD.MOAG. No. 83/01.01.001/2013-14 July 23, 2013 All Standalone Primary Dealers Dear Sir, Liquidity Adjustment Facility As you are aware, Reserve Bank of India announced additional measures today to address the exchange rate volatility. As a part of these measures, it has been decided that the total amount of funds available to a standalone Primary Dealer (PD) under Liquidity Adjustment Facility (LAF) will be capped at 100 per cent of the individual PD’s net owned funds as per the latest audited balance sheet . The above changes in LAF will come into effect from July 24, 2013. 2. Presently, additional LAF repo is conducted on reporting Fridays. Under the new arrangement, the cap for the individual PD will apply to the combined allocation of funds in the morning and additional LAF repo. 3. All other terms and conditions of the current LAF scheme will remain unchanged. 4. Please acknowledge receipt. Yours sincerely (G. Mahalingam) Principal Chief General Manager
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2013-14/153 · issued 23 Jul 2013. The plain-English explanation above is BankPulse’s own independent summary.
🧰 Tools — save, print, templates & related
Who does what — compliance checklist
🏦 Branch Manager
  • Review your standalone PD counterparties' net owned funds to assess their new LAF borrowing capacity.
  • Communicate with PD counterparties to understand their revised liquidity management plans.
📜 Compliance
  • Update internal risk limits for PD exposures considering the reduced liquidity access.
  • Monitor PDs' funding sources and market behavior post-cap for signs of stress or altered trading patterns.
Grouped from the action items above — a single circular may involve more than one team.
Worked example & action-note template

Example: if you are a Branch Manager at a bank this circular applies to (Standalone Primary Dealers, Banks with exposure to standalone Primary Dealers, RBI's monetary operations team), your first concrete step on “LAF Cap for Standalone Primary Dealers at 100% of Net Owned Funds” is: “Review your standalone PD counterparties' net owned funds to assess their new LAF borrowing capacity.” (RBI issued this 23 Jul 2013).

  1. Circular: RBI/2013-14/153 -- LAF Cap for Standalone Primary Dealers at 100% of Net Owned Funds
  2. Issued: 23 Jul 2013
  3. Action required: Review your standalone PD counterparties' net owned funds to assess their new LAF borrowing capacity.
  4. Action required: Update internal risk limits for PD exposures considering the reduced liquidity access.
  5. Action required: Monitor PDs' funding sources and market behavior post-cap for signs of stress or altered trading patterns.
  6. Action required: Communicate with PD counterparties to understand their revised liquidity management plans.
  7. Owner: ____________ Target date: ____________
  8. Board/committee approval needed? Y / N
  9. Evidence filed in compliance register on: ____________
Built only from this circular’s own published fields — not legal advice; always confirm against the official RBI source.

💬 Banker Discussion

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BankPulse Compliance Evidence Pack — generated 03 Aug 2026 · status cross-checked against RBI’s official withdrawal register (refreshed weekly).
Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=8262&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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