HomeCirculars › RBI/2006-2007/420

NAV Disclosure Mandate for Security Receipts

No longer current — withdrawn, no replacement on file yet
RBI's own words: “A Master Circular giving gist of circulars/notifications issued up to June 30, 2008” — RBI/2008-2009/13
Source: Reserve Bank of India · RBI/2006-2007/420 · issued 28 May 2007 · ~1 min read
Quick answerRBI mandates SC/RCs to periodically declare NAV of Security Receipts for QIBs, effective immediately from May 28, 2007, ensuring investment value transparency.
The rule, in the simplest words
How it plays out — a real example

A branch operations officer in Indore, Priya, works for a bank that bought Security Receipts from an SC. After May 28, 2007, she starts getting regular NAV updates from the SC, so she can easily check if her bank's investment in those bad loans is still valuable or losing money, helping her decide whether to hold or sell.

What changed

RBI issued guidelines requiring all registered Securitisation Companies/Reconstruction Companies to declare the Net Asset Value of Security Receipts at periodic intervals. This is a new disclosure requirement aimed at informing Qualified Institutional Buyers about their investment value.

What it means for you

Banks and lenders investing in Security Receipts will now receive regular NAV updates, improving transparency and risk assessment. SC/RCs must implement systems to calculate and disclose NAV periodically, increasing operational compliance.

Historical instruction — do not use for current compliance. This is what was required at the time; it no longer reflects current RBI requirements. If no replacement rule is linked above, that only means none is recorded on our register yet — it does not prove no later applicable rule exists. Confirm on the official RBI source below.

What banks were required to do at the time

Who it affects

All registered Securitisation Companies, All registered Reconstruction Companies, Qualified Institutional Buyers investing in Security Receipts

❓ Common questions

Regulatory timeline

Built from our lineage records — each fact carries its provenance; missing history simply is not shown (never guessed).

What is the purpose of this NAV disclosure requirement?

To enable Qualified Institutional Buyers to know the value of their investment in Security Receipts issued by SC/RCs.

When do these guidelines come into effect?

These guidelines come into force with immediate effect from May 28, 2007.

Who is required to comply with these guidelines?

All Securitisation Companies and Reconstruction Companies registered with RBI under the SARFAESI Act, 2002.

📜 This document’s life story (2 recorded events, each backed by RBI’s own words)
Clarified by SCs/RCs must disclose asset acquisition date, valuation, and interest in SR offer documents
RBI’s words: “It is clarified that to enable the investors to make informed investment decision”
Consolidated into Master Circular on SC/RC Directions 2008
RBI’s words: “A Master Circular giving gist of circulars/notifications issued up to June 30, 2008”
📜 Read the original circular — full text as issued by RBI
RBI/2006-2007/420 DNBS (PD) CC. No. 6 / SCRC / 10.30.049/ 2006-2007 May 28, 2007 All registered Securitisation Companies/Reconstruction Companies Dear Sir, Guidelines on declaration of Net Asset Value of Security Receipts issued by Securitisation Company/ Reconstruction Company In order to enable the Qualified Institutional Buyers to know the value of their investment in the Security Receipts issued by the Securitisation Company/Reconstruction Company, it has been decided that the Securitisation Company/Reconstruction Company registered with the Reserve Bank under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 should declare Net Asset Value of the Security Receipts issued by it at periodical intervals. Accordingly, broad guidelines on declaration of Net Asset Value on Security Receipts by Securitisation Company/Reconstruction Company are enclosed. 2. These guidelines come into force with immediate effect. Yours faithfully, (P.Krishnamurthy) Chief General Manager-in-Charge
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2006-2007/420 · issued 28 May 2007. The plain-English explanation above is BankPulse’s own independent summary.
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Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=3557&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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