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UNSC 1267 List Update: Al-Qaida/Taliban Sanctions Compliance

Current · Source: Reserve Bank of India · RBI/2010-11/131 · issued 23 Jul 2010 · ~2 min read
Quick answerRBI directs cooperative banks to update their UNSC 1267 consolidated list of terrorist individuals/entities linked to Al-Qaida and Taliban, screen new and existing accounts, and follow UAPA freezing procedures as per earlier circulars.
Sanctions-list safety note. This circular refers to a specific UN Security Council / UAPA designated-entities list update as it stood on the date above — sanctions lists change often, and a newer update almost certainly exists today. Never use this page, or any single dated circular, as your current screening list. Always screen against the live, current list at the official UAPA proscribed-organisations list and the UN Consolidated List, and confirm the obligations for your bank on the official rbi.org.in source below.
The rule, in the simplest words
How it plays out — a real example

A co-operative bank branch officer in Indore updates the bank's sanctions list with the new UNSC 1267 changes. While reviewing a new loan application, she screens the customer's name and finds it matches a listed entity. She immediately freezes the account and reports it to the Compliance Officer, following the UAPA freezing procedure from the earlier circular.

What changed

RBI received a Government of India note dated July 9, 2010, from the UN Security Council's 1267 Committee with changes to the consolidated list of individuals/entities linked to Al-Qaida and Taliban. Banks must update their records with this revised list and ensure compliance with the UAPA Order of August 27, 2009.

What it means for you

Cooperative banks must immediately update their internal sanctions lists and screen all new account openings against the revised UNSC 1267 list. Existing accounts must also be scanned to identify any matches, and if found, banks must freeze funds and assets as per the procedure in the October 29, 2009 circular. Non-compliance could lead to regulatory action.

What you must do

Who it affects

State and Central Cooperative Banks, Compliance Officers and Principal Officers of cooperative banks, All staff involved in account opening and AML screening

❓ Common questions

Regulatory timeline

Built from our lineage records — each fact carries its provenance; missing history simply is not shown (never guessed).

Where can we find the complete updated consolidated list?

The full list is available on the UN website at http://www.un.org/sc/committees/1267/consolist.shtml.

What action is required if we find an existing account linked to a listed entity?

You must freeze the funds, financial assets, or economic services held in that account, following the procedure detailed in paragraph 6 of RBI circular RPCD.CO.RF.AML.BC. No. 34/07.40.00/2009-10 dated October 29, 2009.

📜 Read the original circular — full text as issued by RBI
RBI/2010-11/131 RPCD.CO.RF.AML.No.937/07.02.12/2010-11 July 23, 2010 The Chairmen / CEOs of all State and Central Co-operative Banks Dear Sir, List of Terrorist Individuals/Organisations - under UNSCR 1267(1999) and 1822(2008) on Taliban/Al-Qaida Organisation Please refer to our circular letter RPCD.CO.RF.AML.No.936/07.02.12/2010-11 dated July 23, 2010 . We have since received from the Government of India (Ministry of External Affairs) copy of note dated July 9, 2010 (copy enclosed) forwarded by the Chairman of UN Security Council's 1267 Committee regarding changes made in the Consolidated List of Individuals and entities linked to Al-Qaida and Taliban. 2. Banks are required to update the consolidated list of individuals/entities as circulated by Reserve Bank and before opening any new account, it should be ensured that the name/s of the proposed customer does not appear in the list. Further, banks should scan all existing accounts to ensure that no account is held by or linked to any of the entities or individuals included in the list. 3 . Banks are advised to strictly follow the procedure laid down in the UAPA Order dated August 27, 2009 enclosed to our circular RPCD.CO.RF.AML. BC. No. 34/07.40.00/ 2009-10 dated October 29, 2009 and ensure meticulous compliance to the Order issued by the Government. 4.  As far as freezing of funds, financial assets or economic resources or related services held in the form of bank accounts of the designated individuals/entities are concerned, action should be taken as detailed in paragraph 6 of the circular dated October 29, 2009, mentioned above. 5. The complete details of the said consolidated list are available on the UN website:     http://www.un.org/sc/committees/1267/consolist.shtml 6. Compliance Officer/Principal Officer should acknowledge receipt of this circular letter to our concerned Regional Office. Yours faithfully, (R.K.Moolchandani) Deputy General Manager Encl: As above
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2010-11/131 · issued 23 Jul 2010. The plain-English explanation above is BankPulse’s own independent summary.
🧰 Tools — save, print, templates & related
Who does what — compliance checklist
💻 IT / Systems
  • Screen all new account applications against the updated list before opening accounts.
📜 Compliance
  • Update your internal consolidated list of UNSC 1267-designated individuals/entities with the latest changes from the July 9, 2010 note.
  • Scan all existing accounts to identify any linked to listed individuals/entities.
  • Freeze funds, financial assets, or economic resources of designated persons as per paragraph 6 of the October 29, 2009 circular.
  • Have the Compliance Officer/Principal Officer acknowledge receipt of this circular to the concerned RBI Regional Office.
Grouped from the action items above — a single circular may involve more than one team.
Worked example & action-note template

Example: if you are a Compliance officer at a bank this circular applies to (State and Central Cooperative Banks, Compliance Officers and Principal Officers of cooperative banks, All staff involved in account opening and AML screening), your first concrete step on “UNSC 1267 List Update: Al-Qaida/Taliban Sanctions Compliance” is: “Update your internal consolidated list of UNSC 1267-designated individuals/entities with the latest changes from the July 9, 2010 note.” (RBI issued this 23 Jul 2010).

  1. Circular: RBI/2010-11/131 -- UNSC 1267 List Update: Al-Qaida/Taliban Sanctions Compliance
  2. Issued: 23 Jul 2010
  3. Action required: Update your internal consolidated list of UNSC 1267-designated individuals/entities with the latest changes from the July 9, 2010 note.
  4. Action required: Screen all new account applications against the updated list before opening accounts.
  5. Action required: Scan all existing accounts to identify any linked to listed individuals/entities.
  6. Action required: Freeze funds, financial assets, or economic resources of designated persons as per paragraph 6 of the October 29, 2009 circular.
  7. Action required: Have the Compliance Officer/Principal Officer acknowledge receipt of this circular to the concerned RBI Regional Office.
  8. Owner: ____________ Target date: ____________
  9. Board/committee approval needed? Y / N
  10. Evidence filed in compliance register on: ____________
Built only from this circular’s own published fields — not legal advice; always confirm against the official RBI source.

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Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=5893&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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