HomeCirculars › RBI/2011-12/564

EEFC Balance Conversion: Netting Off Clarified

Current · Source: Reserve Bank of India · RBI/2011-12/564 · issued 16 May 2012 · ~1 min read
Quick answerRBI clarifies that the mandatory 50% conversion of EEFC balances to rupees applies only to available balances after netting off earmarked amounts for forward/option contracts booked before May 10, 2012.
The rule, in the simplest words
How it plays out — a real example

A forex & trade-finance officer in Mumbai helps an exporter customer who has ₹10 lakh in foreign money in their EEFC account. The customer had already set aside ₹4 lakh for a forward contract made on April 1, 2012. The officer subtracts the ₹4 lakh, leaving ₹6 lakh as the 'available balance', and then converts only half of that (₹3 lakh) to rupees, keeping the rest untouched.

What changed

RBI issued a clarification on May 16, 2012, regarding the earlier circular (May 10, 2012) that mandated converting 50% of EEFC balances to rupees. The clarification specifies that the conversion requirement applies only to the available balance after deducting amounts earmarked for outstanding forward or option contracts booked before May 10, 2012.

What it means for you

Banks and their customers can now exclude funds already committed under forward/option contracts from the mandatory 50% conversion. This reduces the immediate liquidity impact on exporters who had hedged their forex exposure before the rule was announced. It provides relief by ensuring that hedged positions are not disrupted by the conversion requirement.

What you must do

Who it affects

AD Category-I banks, Exporters maintaining EEFC accounts, Customers with outstanding forward/option contracts

❓ Common questions

Does the 50% conversion apply to all EEFC balances?

No, it applies only to the available balance after netting off amounts earmarked for outstanding forward/option contracts booked before May 10, 2012.

What if a customer has forward contracts booked after May 10, 2012?

The clarification specifically mentions contracts booked before May 10, 2012. Contracts booked on or after that date are not covered by this netting provision.

📜 Read the original circular — full text as issued by RBI
RBI/2011-12/564 A.P. (DIR Series) Circular No. 128 May 16, 2012 To All Category - I Authorised Dealer Banks Madam / Sir, Exchange Earner’s Foreign Currency (EEFC) Account Attention of Authorised Dealer Category – I (AD Category – I) banks is invited to A.P. (DIR Series) Circular No. 124 dated May 10, 2012 on the captioned subject in terms of which 50% of the balances in the EEFC accounts should be converted forthwith into rupee balances and credited to the rupee accounts as per the directions of the account holder. 2. Based on various queries received from Authorised Dealers, it is clarified that the conversion of the EEFC balances into rupee balances will only be applicable to available balances in the EEFC account which may be arrived at by netting off earmarked amounts on account of outstanding forward / option contracts booked before May 10, 2012. 3. AD Category - I banks may bring the contents of this circular to the notice of their constituents and customers concerned. 4. The directions contained in this circular have been issued under Sections 10(4) and 11(1) of the Foreign Exchange Management Act, 1999 (42 of 1999) and are without prejudice to permissions / approvals, if any, required under any other law. Yours faithfully, (Rashmi Fauzdar) Chief General Manager
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2011-12/564 · issued 16 May 2012. The plain-English explanation above is BankPulse’s own independent summary.
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Who does what — compliance checklist
💻 IT / Systems
  • Update internal systems to calculate available EEFC balance by netting off earmarked amounts for forward/option contracts booked before May 10, 2012.
📜 Compliance
  • Advise customers to provide details of outstanding forward/option contracts booked before May 10, 2012, for accurate netting.
  • Ensure that only the net available balance is subject to the 50% conversion to rupee accounts.
  • Communicate this clarification to all relevant constituents and customers.
Grouped from the action items above — a single circular may involve more than one team.
Worked example & action-note template

Example: if you are an IT/Systems lead at a bank this circular applies to (AD Category-I banks, Exporters maintaining EEFC accounts, Customers with outstanding forward/option contracts), your first concrete step on “EEFC Balance Conversion: Netting Off Clarified” is: “Update internal systems to calculate available EEFC balance by netting off earmarked amounts for forward/option contracts booked before May 10, 2012.” (RBI issued this 16 May 2012).

  1. Circular: RBI/2011-12/564 -- EEFC Balance Conversion: Netting Off Clarified
  2. Issued: 16 May 2012
  3. Action required: Update internal systems to calculate available EEFC balance by netting off earmarked amounts for forward/option contracts booked before May 10, 2012.
  4. Action required: Advise customers to provide details of outstanding forward/option contracts booked before May 10, 2012, for accurate netting.
  5. Action required: Ensure that only the net available balance is subject to the 50% conversion to rupee accounts.
  6. Action required: Communicate this clarification to all relevant constituents and customers.
  7. Owner: ____________ Target date: ____________
  8. Board/committee approval needed? Y / N
  9. Evidence filed in compliance register on: ____________
Built only from this circular’s own published fields — not legal advice; always confirm against the official RBI source.

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Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=7218&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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