HomeCirculars › RBI/2012-13/182

UAPA Sanctions List Update: Taliban-Linked Entities (Aug 2012)

Current · Source: Reserve Bank of India · RBI/2012-13/182 · issued 30 Aug 2012 · ~1 min read
Quick answerRBI mandates banks to update and screen against the UN 1988 Sanctions List for Taliban-linked individuals/entities. New accounts must be checked, existing accounts scanned, and freezing actions must follow the UAPA Order of 2009.
Sanctions-list safety note. This circular refers to a specific UN Security Council / UAPA designated-entities list update as it stood on the date above — sanctions lists change often, and a newer update almost certainly exists today. Never use this page, or any single dated circular, as your current screening list. Always screen against the live, current list at the official UAPA proscribed-organisations list and the UN Consolidated List, and confirm the obligations for your bank on the official rbi.org.in source below.
The rule, in the simplest words
How it plays out — a real example

Priya, a compliance officer at a bank in Mumbai, receives the August 30, 2012 circular. She updates her bank's sanctions list with the new Taliban-linked names from the enclosed notes. Before approving a new account for a small business, she screens the owner's name against the updated list and finds no match, so she proceeds. She also runs a scan of all existing accounts and finds one that matches a newly added name, so she immediately follows the freezing steps from the 2009 UAPA Order.

What changed

RBI circulated updates to the UN 1988 Sanctions List (Taliban-related) received from the Ministry of External Affairs via notes dated July 19, August 13, and August 15, 2012. Banks must now incorporate these changes into their screening processes.

What it means for you

Banks must ensure no new or existing accounts are linked to the updated list of designated individuals/entities. Non-compliance could lead to regulatory action, and freezing of assets must strictly follow the 2009 UAPA Order procedures.

What you must do

Who it affects

All Scheduled Commercial Banks (excluding RRBs), Local Area Banks, All India Financial Institutions

❓ Common questions

What is the source of the updated sanctions list?

The updates come from the UN Security Council's 1988 Committee, forwarded by the Ministry of External Affairs via notes dated July 19, August 13, and August 15, 2012.

What action is required for existing accounts?

Banks must scan all existing accounts to ensure none are held by or linked to any entity or individual on the updated list.

Where can I find the complete list?

The full list is available on the UN website at http://www.un.org/sc/committees/1988/list.shtml.

📜 Read the original circular — full text as issued by RBI
RBI/2012-13/182 DBOD. AML. No.3404/14.06.001/2012-13 August 30, 2012 The Chairmen / CEOs of all Scheduled Commercial Banks (Excluding RRBs)/ Local Area Banks / All India Financial Institutions Dear Sir, Implementation of Section 51-A of UAPA, 1967 Updates of the UNSCR 1988(2011) Sanctions List Please refer to our circular DBOD. AML. No.183/14.06.001/2012-13 dated July 4, 2012 . We have since received from Government of India, Ministry of External Affairs, UNP Division copies of notes dated July 19, 2012 , August 13, 2012 and August 15, 2012 (copies enclosed) forwarded by the Chairman of UN Security Council's 1988 (2011) Committee regarding changes made in the “1988 Sanctions List”, i.e. list of Individuals and entities linked to Taliban, as detailed in the enclosed notes. 2. Banks/All India Financial Institutions are required to update the list of individuals/entities as circulated by Reserve Bank and before opening any new account, it should be ensured that the name/s of the proposed customer does not appear in the list. Further, banks should scan all existing accounts to ensure that no account is held by or linked to any of the entities or individuals included in the list. 3. Banks are advised to strictly follow the procedure laid down in the UAPA Order dated August 27, 2009 enclosed to our circular DBOD.AML.BC. No.44/14.01.001/2009-10 dated September 17, 2009 and ensure meticulous compliance to the Order issued by the Government. 4.  As far as freezing of funds, financial assets or economic resources or related services held in the form of bank accounts of the designated individuals/entities are concerned, action should be taken as detailed in paragraph 6 of the circular dated September 17, 2009, mentioned above. 5.  The complete details of the said list are available on the UN website: http://www.un.org/sc/committees/1988/list.shtml 6. Compliance Officer/Principal Officer should acknowledge receipt of this circular. Yours faithfully, (S. K. Jha) General Manager Encl: as above
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2012-13/182 · issued 30 Aug 2012. The plain-English explanation above is BankPulse’s own independent summary.
🧰 Tools — save, print, templates & related
Who does what — compliance checklist
💻 IT / Systems
  • Screen all new account applications against the updated list before onboarding.
📜 Compliance
  • Update your internal sanctions list with the latest UN 1988 Committee changes from the enclosed notes.
  • Scan all existing accounts to identify and report any matches with the list.
  • Follow the freezing procedures outlined in paragraph 6 of the September 17, 2009 circular for any matches.
  • Ensure the Compliance Officer/Principal Officer acknowledges receipt of this circular.
Grouped from the action items above — a single circular may involve more than one team.
Worked example & action-note template

Example: if you are a Compliance officer at a bank this circular applies to (All Scheduled Commercial Banks (excluding RRBs), Local Area Banks, All India Financial Institutions), your first concrete step on “UAPA Sanctions List Update: Taliban-Linked Entities (Aug 2012)” is: “Update your internal sanctions list with the latest UN 1988 Committee changes from the enclosed notes.” (RBI issued this 30 Aug 2012).

  1. Circular: RBI/2012-13/182 -- UAPA Sanctions List Update: Taliban-Linked Entities (Aug 2012)
  2. Issued: 30 Aug 2012
  3. Action required: Update your internal sanctions list with the latest UN 1988 Committee changes from the enclosed notes.
  4. Action required: Screen all new account applications against the updated list before onboarding.
  5. Action required: Scan all existing accounts to identify and report any matches with the list.
  6. Action required: Follow the freezing procedures outlined in paragraph 6 of the September 17, 2009 circular for any matches.
  7. Action required: Ensure the Compliance Officer/Principal Officer acknowledges receipt of this circular.
  8. Owner: ____________ Target date: ____________
  9. Board/committee approval needed? Y / N
  10. Evidence filed in compliance register on: ____________
Built only from this circular’s own published fields — not legal advice; always confirm against the official RBI source.

💬 Banker Discussion

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Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=7533&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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