HomeCirculars › RBI/2012-13/222

New Reporting for Foreign Entities' LO/BO/PO in India

Current · Source: Reserve Bank of India · RBI/2012-13/222 · issued 25 Sep 2012 · ~2 min read
Quick answerRBI now requires all new and existing LO/BO/PO of foreign entities to submit an Annex report to the state DGP within five working days of becoming functional, and annually thereafter, with a copy to the AD bank.
The rule, in the simplest words
How it plays out — a real example

Priya, a compliance officer at a large bank in Mumbai, gets a call from a new foreign client setting up a Branch Office in Pune. She reminds the client's manager: 'Within 5 working days of your office opening, you must send the Annex report to the Maharashtra DGP and give us a copy. And every year after that, do the same along with your annual activity report. I'll keep a copy in our files to stay compliant.'

What changed

RBI has added a new reporting requirement for all foreign entities setting up Liaison Offices (LO), Branch Offices (BO), or Project Offices (PO) in India. In addition to existing annual activity reports, these entities must now submit a report (as per Annex) to the Director General of Police (DGP) of the concerned state within five working days of becoming functional. Existing LO/BO/PO must also file this Annex report annually along with their activity certificate/report to the DGP and AD bank.

What it means for you

Banks acting as Authorised Dealers must ensure their foreign entity customers comply with this new police reporting requirement. This adds a layer of security and regulatory oversight, requiring banks to track and verify that the Annex report is filed with the DGP and a copy is submitted to them. Non-compliance could lead to regulatory action against the foreign entity and the AD bank.

What you must do

Who it affects

Authorised Dealer Category – I banks, Foreign entities with LO/BO/PO in India, State Director General of Police offices

❓ Common questions

What is the new reporting requirement for LO/BO/PO?

New entities must submit a report (as per Annex) to the state DGP within five working days of becoming functional. Existing entities must file this report annually along with their activity certificate/report.

Do existing LO/BO/PO need to comply immediately?

Yes, the circular is effective immediately. Existing LO/BO/PO must start filing the Annex report annually with the DGP and provide a copy to the AD bank.

What is the bank's role in this new requirement?

AD banks must bring this circular to the notice of their customers and ensure that copies of the DGP-filed reports are submitted to them for compliance monitoring.

📜 Read the original circular — full text as issued by RBI
RBI/2012-13/222 A. P. (DIR Series) Circular No. 35 September 25, 2012 To       All Category - I Authorised Dealer Banks Madam / Sir, Establishment of Liaison Offices (LO) /Branch Offices (BO) / Project Offices (PO) in India by Foreign Entities – Reporting requirement Attention of Authorised Dealer Category – I banks is invited to A.P. (DIR Series) Circular No. 6 dated August 9, 2010 read with paragraph 5 (i) of A.P. (DIR Series) Circular No.24 dated December 30, 2009 regarding submission of Annual Activity Report. Their attention is also drawn to reporting requirements in respect of Project Offices prescribed in A.P. (DIR Series) Circular No. 44 dated May 17, 2005 in the matter. 2. It has now been decided that in addition to the reporting prescribed in terms of aforesaid circulars, all the new entities setting up LO/BO/PO shall also: submit a report containing information as per Annex within five working days of the LO/BO/PO becoming functional to the Director General of Police (DGP) of the state concerned in which LO/BO/PO has established its office; if there are more than one office of such a foreign entity, in such cases to each of the DGP concerned of the state where it has established office in India; a copy of the report as per Annex shall also be filed with the DGP concerned on annual basis along with a copy of the Annual Activity Certificate/Annual report required to be submitted by LO/BO/PO concerned, as the case may be. A copy of report thus filed as above shall also be filed with AD by LO/BO/PO concerned. 3. The existing LO/BO/PO shall henceforth report the information as per Annex along with the copy of Annual Activity Certificate/Annual report to DGP of state concerned and also file a copy of the same with AD bank. 4. The instructions come into force with immediate effect. AD Category – I banks may bring the contents of this circular to the notice of their constituents and customers concerned. 5. The directions contained in this circular have been issued under sections 10(4) and 11(1) of the Foreign Exchange Management Act, 1999 (42 of 1999) and are without prejudice to permission/approval, required under any other law. Yours faithfully, (Rudra Narayan Kar) Chief General Manager
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2012-13/222 · issued 25 Sep 2012. The plain-English explanation above is BankPulse’s own independent summary.
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Worked example & action-note template

Example: if you are a Compliance officer at a bank this circular applies to (Authorised Dealer Category – I banks, Foreign entities with LO/BO/PO in India, State Director General of Police offices), your first concrete step on “New Reporting for Foreign Entities' LO/BO/PO in India” is: “Inform all existing and new LO/BO/PO customers about the new DGP reporting requirement immediately.” (RBI issued this 25 Sep 2012).

  1. Circular: RBI/2012-13/222 -- New Reporting for Foreign Entities' LO/BO/PO in India
  2. Issued: 25 Sep 2012
  3. Action required: Inform all existing and new LO/BO/PO customers about the new DGP reporting requirement immediately.
  4. Action required: Update your internal compliance checklists to include verification of the Annex report submission to the DGP within five working days of the entity becoming functional.
  5. Action required: Ensure that copies of the DGP-filed Annex report are collected from customers and maintained in your records.
  6. Action required: Train your relationship managers and compliance teams on the new reporting timeline and documentation requirements.
  7. Owner: ____________ Target date: ____________
  8. Board/committee approval needed? Y / N
  9. Evidence filed in compliance register on: ____________
Built only from this circular’s own published fields — not legal advice; always confirm against the official RBI source.

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Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=7589&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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