UAPA Sanctions List Update for RRBs and Co-op Banks
Current · Source: Reserve Bank of India · RBI/2012-13/330 · issued 13 Dec 2012 · ~2 min read
Quick answerRBI directs RRBs and co-op banks to update their UNSCR 1267 Al-Qaida sanctions list with new entries from November-December 2012, screen all new and existing accounts against this list, and follow UAPA freezing procedures strictly.
Sanctions-list safety note. This circular refers to a specific UN Security Council / UAPA designated-entities list update as it stood on the date above — sanctions lists change often, and a newer update almost certainly exists today. Never use this page, or any single dated circular, as your current screening list. Always screen against the live, current list at the official UAPA proscribed-organisations list and the UN Consolidated List, and confirm the obligations for your bank on the official rbi.org.in source below.
The rule, in the simplest words
Update your internal sanctions list with the latest UNSCR 1267 Al-Qaida entries.
Screen all new account applications against the updated list before onboarding.
Scan all existing accounts to identify any linked to listed individuals or entities and freeze them as per UAPA procedures.
How it plays out — a real example
A payments & clearing officer in Indore, Mr. Kumar, checks the updated Al-Qaida sanctions list before opening a new account for a customer. He ensures the customer's name doesn't appear on the list and scans existing accounts to identify any matches. If a match is found, he freezes the account and reports it to the RBI's Regional Office as per UAPA procedures.
What changed
RBI has forwarded additional updates from the UN Security Council's 1267/1989 Committee to the Al-Qaida Sanctions List, based on notes dated November 23, 26, 27, and December 5, 2012. Banks must incorporate these changes into their customer screening processes immediately.
What it means for you
Banks must update their internal sanctions databases with the latest UN list and ensure no new account is opened for any listed individual or entity. Existing accounts must be scanned for matches, and if found, funds and assets must be frozen as per the UAPA Order of August 27, 2009. Non-compliance could lead to regulatory action.
What you must do
Update your internal sanctions list with the latest UNSCR 1267 Al-Qaida entries from the enclosed notes.
Screen all new account applications against the updated list before onboarding.
Conduct a fresh scan of all existing accounts to identify any linked to listed individuals or entities.
Freeze any identified accounts and report to RBI's Regional Office as per UAPA procedures.
Ensure your Compliance Officer acknowledges receipt of this circular to the concerned RBI Regional Office.
Who it affects
Regional Rural Banks (RRBs), State Co-operative Banks, Central Co-operative Banks, Compliance Officers and Principal Officers of these banks
❓ Common questions
What is the source of the updated sanctions list?
The list comes from the UN Security Council's 1267/1989 Committee, forwarded by the Ministry of External Affairs via notes dated November 23, 26, 27, and December 5, 2012.
What action is required if we find a match in existing accounts?
You must freeze the funds, financial assets, or economic resources of the designated individual/entity as detailed in paragraph 6 of earlier RBI circulars (dated October 29, 2009 and November 5, 2009).
Where can we access the full sanctions list?
The complete list is available on the UN website at http://www.un.org/sc/committees/1267/aq_sanctions_list.shtml.
📜 Read the original circular — full text as issued by RBI
RBI/2012-13/330
RPCD.CO.RRB.RCB.AML.No.6083 /07.51.018/2012-13
December 13, 2012
The Chairmen / CEOs of all Regional Rural Banks /
State and Central Co-operative Banks
Dear Sir,
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1267 (1999)/1989 (2011) Committee's
Al-Qaida Sanctions List
Please refer to our circular RPCD.CO.RRB.RCB.AML.No.5430/07.02.12/2012-13 dated November 26, 2012 on the captioned subject. We have since received from Government of India, Ministry of External Affairs, UNP Division, copy of notes dated November 23 , 26 , 27 , and December 5, 2012 ( copies enclosed ) forwarded by the Chairman of UN Security Council's 1267/1989 Committee regarding changes made in the “Al-Qaida Sanctions List”, i.e. list of individuals and entities linked to Al-Qaida.
2. Banks/All India Financial Institutions are required to update the list of individuals/entities as circulated by Reserve Bank and before opening any new account, it should be ensured that the name/s of the proposed customer does not appear in the list. Further, banks should scan all existing accounts to ensure that no account is held by or linked to any of the entities or individuals included in the list.
3. Banks are advised to strictly follow the procedure laid down in the UAPA Order dated August 27, 2009 enclosed to our circular RPCD.CO.RRB.No.39/03.05.33 (E)/2009-10 dated November 05, 2009 and RPCD.CO.RF.AML. BC. No. 34/07.40.00/ 2009-10 dated October 29, 2009 and ensure meticulous compliance to the Order issued by the Government.
4. As far as freezing of funds, financial assets or economic resources or related services held in the form of bank accounts of the designated individuals/entities are concerned, action should be taken as detailed in paragraph 6 of the circulars mentioned in paragraph 3 above.
5. The complete details of the said list are available on the UN website:
http://www.un.org/sc/committees/1267/aq_sanctions_list.shtml
6. Compliance Officer/Principal Officer should acknowledge receipt of this circular letter to our concerned Regional Office.
Yours faithfully,
(C.D. Srinivasan)
Chief General Manager
Encl: As above
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2012-13/330 · issued 13 Dec 2012. The plain-English explanation above is BankPulse’s own independent summary.
Screen all new account applications against the updated list before onboarding.
📜 Compliance
Update your internal sanctions list with the latest UNSCR 1267 Al-Qaida entries from the enclosed notes.
Conduct a fresh scan of all existing accounts to identify any linked to listed individuals or entities.
Freeze any identified accounts and report to RBI's Regional Office as per UAPA procedures.
Ensure your Compliance Officer acknowledges receipt of this circular to the concerned RBI Regional Office.
Grouped from the action items above — a single circular may involve more than one team.
Worked example & action-note template
Example: if you are a Compliance officer at a bank this circular applies to (Regional Rural Banks (RRBs), State Co-operative Banks, Central Co-operative Banks, Compliance Officers and Principal Officers of these banks), your first concrete step on “UAPA Sanctions List Update for RRBs and Co-op Banks” is: “Update your internal sanctions list with the latest UNSCR 1267 Al-Qaida entries from the enclosed notes.” (RBI issued this 13 Dec 2012).
Circular: RBI/2012-13/330 -- UAPA Sanctions List Update for RRBs and Co-op Banks
Issued: 13 Dec 2012
Action required: Update your internal sanctions list with the latest UNSCR 1267 Al-Qaida entries from the enclosed notes.
Action required: Screen all new account applications against the updated list before onboarding.
Action required: Conduct a fresh scan of all existing accounts to identify any linked to listed individuals or entities.
Action required: Freeze any identified accounts and report to RBI's Regional Office as per UAPA procedures.
Action required: Ensure your Compliance Officer acknowledges receipt of this circular to the concerned RBI Regional Office.
Owner: ____________ Target date: ____________
Board/committee approval needed? Y / N
Evidence filed in compliance register on: ____________
Built only from this circular’s own published fields — not legal advice; always confirm against the official RBI source.
💬 Banker Discussion
Discuss this circular with fellow bankers — reply, upvote what helps, report what doesn’t belong. Be professional; no client data. Views are the commenter’s own, not BankPulse’s.
BankPulse Compliance Evidence Pack — generated 03 Aug 2026 · status cross-checked against RBI’s official withdrawal register (refreshed weekly). Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=7748&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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