HomeCirculars › RBI/2009-10/368

Capital Instruments Balance Sheet Classification

No longer current — replaced by rbi-dor-2021-22-81
Source: Reserve Bank of India · RBI/2009-10/368 · issued 30 Mar 2010 · ~1 min read
Quick answerRBI mandates uniform classification of capital instruments in balance sheets from FY ending March 31, 2010: PNCPS under Schedule 1-Capital; IPDI, hybrid debt, PCPS, RNCPS, RCPS, and subordinated debt under Schedule 4-Borrowings.

What changed

RBI observed non-uniform accounting practices across banks for classifying regulatory capital instruments. It has now prescribed specific balance sheet schedules for each instrument type, effective from the financial year ending March 31, 2010.

What it means for you

Banks must reclassify their capital instruments to ensure consistency in financial reporting. This enhances transparency and comparability for regulators and stakeholders. Non-compliance could lead to reporting discrepancies.

Historical instruction — do not use for current compliance. This is what was required at the time; it no longer reflects current RBI requirements. If no replacement rule is linked above, that only means none is recorded on our register yet — it does not prove no later applicable rule exists. Confirm on the official RBI source below.

What banks were required to do at the time

Who it affects

All commercial banks (excluding RRBs), Finance and accounting departments, Regulatory compliance teams

❓ Common questions

Regulatory timeline

Built from our lineage records — each fact carries its provenance; missing history simply is not shown (never guessed).

Which instruments go under Schedule 1-Capital?

Only Perpetual Non-Cumulative Preference Shares (PNCPS) are to be classified under Schedule 1-Capital.

What instruments are classified under Schedule 4-Borrowings?

Innovative Perpetual Debt Instruments (IPDI), hybrid debt capital instruments, Perpetual Cumulative Preference Shares (PCPS), Redeemable Non-Cumulative Preference Shares (RNCPS), Redeemable Cumulative Preference Shares (RCPS), and Subordinated Debt.

When does this classification become effective?

It is effective from the financial year ending March 31, 2010.

📜 Read the original circular — full text as issued by RBI
RBI/2009-10/368 DBOD.BP.BC No.81/ 21.01.002/2009-10 March 30, 2010 The Chairmen/Chief Executives of All Commercial Banks (excluding RRBs) Dear Sir Classification in the Balance Sheet - Capital Instruments It has been observed that there is no uniformity in the accounting practice followed by banks in classifying the various regulatory capital instruments for the purpose of presentation in the Balance Sheet. We have recently examined the issue and advise that the following classification may be adopted in the balance sheet from the financial year ending March 31, 2010: Under Schedule 1-Capital (1) Perpetual Non-Cumulative Preference Share (PNCPS) Under Schedule 4 – Borrowings (2) Innovative Perpetual Debt Instruments (IPDI) (3) Hybrid debt capital instruments issued as bonds/debentures (4) Perpetual Cumulative Preference Shares (PCPS) (5) Redeemable  Non-Cumulative Preference Shares (RNCPS) (6) Redeemable  Cumulative Preference Shares (RCPS) (7) Subordinated Debt Yours faithfully, (B. Mahapatra) Chief General Manager
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2009-10/368 · issued 30 Mar 2010. The plain-English explanation above is BankPulse’s own independent summary.
🧰 Tools — save, print, templates & related

💬 Banker Discussion

Discuss this circular with fellow bankers — reply, upvote what helps, report what doesn’t belong. Be professional; no client data. Views are the commenter’s own, not BankPulse’s.

Loading comments…
BankPulse Compliance Evidence Pack — generated 03 Aug 2026 · status cross-checked against RBI’s official withdrawal register (refreshed weekly).
Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=5554&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
Public beta — plain-English informational summaries. Always verify against the official RBI source (circular number cited on every page) before making compliance, credit, treasury, audit, or operational decisions. · Join our WhatsApp channel ↗