HomeCirculars › RBI/2006-2007/374

RBI asks banks not to deal with defaulted companies following Patna High Court order

Current · Source: Reserve Bank of India · RBI/2006-2007/374 · issued 04 May 2007 · ~1 min read
Quick answerRBI directs all banks to ensure no money transactions are allowed for companies listed as defaulted by the Patna High Court order of April 10, 2007. Banks must advise all branches and report compliance to RBI.
The rule, in the simplest words
How it plays out — a real example

A co-operative bank branch officer in Indore checks her branch's account list and sees a company from the Patna High Court's defaulted list. She immediately blocks all deposits and withdrawals for that account, then calls her regional office to confirm the branch has followed the RBI directive.

What changed

The Patna High Court, in a public interest case, ordered RBI to direct all banks to not allow money transactions for companies declared as defaulted. RBI has now mandated that banks comply and report compliance.

What it means for you

Banks must ensure no money transactions (credits or debits) are processed for accounts of the listed defaulted companies. This is a strict directive requiring immediate branch-level action and reporting to RBI.

What you must do

Who it affects

All banks, Branches dealing with accounts of listed defaulted companies, Compliance and operations teams

❓ Common questions

What does 'no money transaction' mean for these accounts?

It means no deposits, withdrawals, transfers, or any other financial activity can be processed in these accounts until further court or regulatory orders.

What if we have no accounts of these defaulted companies?

The circular does not specify, but you should still verify the list and ensure no such accounts exist. The directive requires reporting compliance.

Is there a deadline for compliance reporting?

The circular does not specify a deadline, but it says 'immediately' and to 'report to the Bank about the compliance of the order.' Prompt action is expected.

📜 Read the original circular — full text as issued by RBI
RBI/2006-2007/374 UBD. CO. BPD. (PCB). No. 41/12.05.001 /2006-07 May 4, 2007 CEOs of All Primary (Urban) Co-operative Banks Dear Sir / Madam In the High Court of Judicature at Patna – CWJC No. 13422 of 2006 – Council for the Protection of Public Rights and welfare vs. Union of India and Others – Regarding We have to advise you that the Hon'ble Patna High Court vide its order dated 10 April 2007 in the captioned matter has directed the Reserve Bank of India to direct all the banks that the companies listed in the enclosed list, which have been declared as 'defaulted companies' be not allowed to deal with the money transaction in their accounts. 2. You are, therefore, advised to ensure that no money transaction of the company/ies, declared as 'defaulted companies' by the Hon'ble Patna High Court be allowed in your bank. Accordingly, you may advise all your branches in this regard immediately and report to the Bank about the compliance of the order. 3. A copy of the order dated 10 April 2007 passed by the Hon'ble Patna High Court in the captioned matter and a copy of list containing the defaulted companies declared by the Hon'ble Patna High Court are enclosed for strict compliance of the order of the Court. 4. Please acknowledge receipt to our Regional Office concerned. Yours faithfully, (N.S.Vishwanathan) Chief General Manager-in-Charge
Reproduced for reference with acknowledgment — Source: Reserve Bank of India · RBI/2006-2007/374 · issued 04 May 2007. The plain-English explanation above is BankPulse’s own independent summary.
🧰 Tools — save, print, templates & related
Topics: Co-operative Banks
Key dataSee the live numbers behind this topic: RBI Penalty Tracker, NPA / Asset-Quality Tracker — updated from official RBI data.
Key termsPlain-English definitions of terms in this circular — see the full Indian banking glossary. KYC / AML · Gross NPA (GNPA) · Deposit insurance (DICGC) · Scheduled Commercial Bank (SCB)
Who does what — compliance checklist
🏦 Branch Manager
  • Advise all branches immediately.
📜 Compliance
  • Identify all accounts of companies listed in the enclosed defaulted companies list from the Patna High Court order.
  • Ensure no money transactions are allowed in these accounts.
  • Report compliance to RBI.
Grouped from the action items above — a single circular may involve more than one team.
Worked example & action-note template

Example: if you are a Compliance officer at a bank this circular applies to (All banks, Branches dealing with accounts of listed defaulted companies, Compliance and operations teams), your first concrete step on “RBI asks banks not to deal with defaulted companies following Patna High Court order” is: “Identify all accounts of companies listed in the enclosed defaulted companies list from the Patna High Court order.” (RBI issued this 04 May 2007).

  1. Circular: RBI/2006-2007/374 -- RBI asks banks not to deal with defaulted companies following Patna High Court order
  2. Issued: 04 May 2007
  3. Action required: Identify all accounts of companies listed in the enclosed defaulted companies list from the Patna High Court order.
  4. Action required: Ensure no money transactions are allowed in these accounts.
  5. Action required: Advise all branches immediately.
  6. Action required: Report compliance to RBI.
  7. Owner: ____________ Target date: ____________
  8. Board/committee approval needed? Y / N
  9. Evidence filed in compliance register on: ____________
Built only from this circular’s own published fields — not legal advice; always confirm against the official RBI source.

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Official RBI source: https://www.rbi.org.in/Scripts/NotificationUser.aspx?Id=3482&Mode=0 — Plain-English summary by BankPulse (bankpulse.ai), reviewed by our expert reviewer, CA Amit Jain. Independent platform, not affiliated with the Reserve Bank of India; is our own plain-English paraphrase, not RBI’s original wording.
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