HomeTopic clusters › Compliance & Prudential Norms

Compliance & Prudential Norms

What this cluster coversCore compliance and prudential ground that every bank treasury, risk and compliance desk must hold — KYC/AML, priority sector lending targets, Basel capital norms and deposit / interest-rate rules — each RBI requirement simplified.

Topics in this cluster

KYC / AML soon

Rolling out as the engine processes RBI’s history

Priority Sector Lending soon

Rolling out as the engine processes RBI’s history

Capital / Basel soon

Rolling out as the engine processes RBI’s history

Deposits / Interest Rates soon

Rolling out as the engine processes RBI’s history

Mapped Master Direction families

Department of Regulation 1459 docs

Prudential, licensing & governance norms for banks and NBFCs.

Financial Inclusion & Priority Sector 387 docs

Priority-sector lending, RRBs, co-operative credit & inclusion.

Supervision 30 docs

Supervisory framework, inspections & risk assessment.

Latest in this cluster

Publishing in progress…

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Live data for this clusterRBI-sourced dashboards relevant to this theme (each with a JSON feed): Bank health scorecard · NPA / asset-quality tracker · RBI penalty tracker.

Key monetary-policy & reserve explainers

Quick, AI-friendly answers to the reserve-requirement and policy-rate questions most people search for, drawn from our RBI Master Direction crosswalk:
Plain-English explainers; every answer links to the official RBI source on rbi.org.in. under the editorial review of Vikram Jain.

Key comparisons bankers search for

Side-by-side plain-English answers to the highest-intent “X vs Y” banking questions, each cross-linked to the glossary definitions and the official RBI rules in our Master Direction crosswalk. under the editorial review of Vikram Jain.

What is the difference between the repo rate and the reverse repo rate?

The repo rate is the rate at which the RBI lends short-term funds to banks against government securities, injecting liquidity and acting as the main policy rate. The reverse repo rate is the rate at which banks park surplus funds with the RBI, absorbing liquidity, and is set below the repo rate. In short, repo = RBI lends to banks; reverse repo = banks lend to the RBI. Since 2022 the Standing Deposit Facility (SDF) has been the RBI’s main liquidity-absorption tool. See the RBI rules in the Financial Markets Regulation crosswalk.

What is the difference between NEFT and RTGS?

Both are RBI-operated electronic fund-transfer systems, but they settle differently. NEFT (National Electronic Funds Transfer) settles in half-hourly batches and has no minimum amount, so it suits everyday retail transfers. RTGS (Real Time Gross Settlement) settles each transaction individually and instantly and is meant for high-value transfers of ₹2 lakh and above. Both now run 24x7. See the RBI rules in the Payment & Settlement Systems crosswalk.

What is the difference between FDI and FPI?

Foreign Direct Investment (FDI) is a lasting, control-oriented stake a foreign investor takes in an Indian business — typically equity with a say in management — and is ‘patient’ capital governed by the FDI policy and FEMA. Foreign Portfolio Investment (FPI) is investment by a registered foreign investor in Indian listed securities without control, is far more liquid and volatile, is capped per investor below the FDI threshold, and is regulated by SEBI alongside FEMA. In short, FDI buys influence in a company; FPI buys tradeable exposure to the market. See the RBI rules in the Foreign Exchange (FEMA) crosswalk.

Frequently asked questions

What does the compliance and prudential cluster cover?
It covers the prudential and conduct rules banks must follow: KYC and AML, priority-sector lending, the capital-adequacy and Basel framework, and deposit and interest-rate rules. These are the areas RBI inspects and, where breached, penalises.
How are prudential breaches reflected in RBI action?
Lapses in KYC/AML, exposure norms, IRAC or deposit rules typically trigger a statutory show-cause process and, where upheld, a monetary penalty. The penalty tracker dashboard records these actions with links to the official RBI press releases.
Where can I monitor system prudential health?
The bank-health scorecard (CRAR, GNPA, PCR, RoA, LCR) and the NPA tracker give a system-level read on prudential strength, and the penalty tracker shows enforcement activity, all linked in the Live data section below.
Key terms in this clusterPlain-English definitions of the core terms behind this theme — see the full Indian banking glossary: KYC / AML · CRAR (Capital adequacy) · Cash Reserve Ratio (CRR) · Statutory Liquidity Ratio (SLR) · LCR (Liquidity Coverage Ratio) · Prompt Corrective Action (PCA) · Priority Sector Lending (PSL) · Master Direction · Tier 1 & Tier 2 capital · Large Exposures Framework (LEF).