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Regulatory document · Reserve Bank of India

Reserve Bank of India (Small Finance Banks – Licensing) Guidelines, 2025

UR

The four dates on this rule

At a glanceA promoter must show ten years of senior banking experience. Promoters must meet every condition within 18 months of approval.

Official RBI page

Numbers to remember

ten yearsA promoter must show ten years of senior banking experience. RBI Para 8
25 per centIt must open 25 per cent of branches in unbanked rural areas within a year. RBI Para 15
₹300 croreA small finance bank needs at least ₹300 crore paid-up capital. RBI Para 19
₹150 croreIt must reach ₹150 crore net worth from the date it opens. RBI Para 19
15 per centIt must maintain 15 per cent capital adequacy on a continuous basis. RBI Para 20
7.5 per centTier I capital must be at least 7.5 per cent of assets. RBI Para 20
40 per centPromoters must hold 40 per cent of shares for five years. RBI Para 21
26 per centThat stake must fall to 26 per cent within 15 years. RBI Para 21
eight yearsThe bank must list its shares within eight years of starting. RBI Para 25
5 per centBuying 5 per cent or more of its shares needs RBI's approval. RBI Para 27
60 per centIt must direct 60 per cent of adjusted credit to priority-sector lending. RBI Para 29
50 per centAt least 50 per cent of its loans must be ₹25 lakh or below. RBI Para 30
₹25 lakhThe ₹25 lakh loan limit applies borrower by borrower. RBI Para 30
18 monthsPromoters must meet every condition within 18 months of approval. RBI Para 45

What it says

Must know

1. Registers as a public company

The bank must register as a public limited company.

2. Ten years' banking experience needed

A promoter must show ten years of senior banking experience.

3. NBFCs and MFIs can convert

NBFCs, MFIs and Local Area Banks may convert into small finance banks.

4. No joint promoter ventures

Different promoter groups cannot jointly set up one small finance bank.

5. Shell banks barred

A shell bank cannot promote or set up a bank.

6. Rural branches within a year

It must open 25 per cent of branches in unbanked rural areas within a year.

7. Name must show its status

Its name must include the words "Small Finance Bank".

8. ₹300 crore minimum capital

A small finance bank needs at least ₹300 crore paid-up capital.

9. ₹150 crore net worth needed

It must reach ₹150 crore net worth from the date it opens.

10. 15% capital adequacy required

It must maintain 15 per cent capital adequacy on a continuous basis.

11. Tier I floor, 7.5%

Tier I capital must be at least 7.5 per cent of assets.

12. 40% promoter stake, five years

Promoters must hold 40 per cent of shares for five years.

13. Stake falls to 26% later

That stake must fall to 26 per cent within 15 years.

14. Listing due within eight years

The bank must list its shares within eight years of starting.

15. 26% voting-rights ceiling for all

No shareholder may hold more than 26 per cent of voting rights.

16. 5% share buys need approval

Buying 5 per cent or more of its shares needs RBI's approval.

17. Same CRR and SLR rules

It must meet the same CRR and SLR rules as other banks.

18. 60% goes to priority lending

It must direct 60 per cent of adjusted credit to priority-sector lending.

19. Half its loans stay small

At least 50 per cent of its loans must be ₹25 lakh or below.

20. ₹25 lakh cap, per borrower

The ₹25 lakh loan limit applies borrower by borrower.

21. Extra 25% risk weight applies

Converting NBFCs face a 25 per cent extra risk weight on charged assets.

22. Board needs independent-director majority

Most of the bank's board must be independent directors.

23. One bank licence per promoter

One promoter cannot hold both a universal and small finance bank licence.

24. Share limits follow Annex-I

Its share-ownership limits follow a separate RBI rulebook.

25. Cannot be another bank's BC

It cannot act as a business correspondent for another bank.

26. Non-compliance can cost the licence

Breaking these terms can mean losing the bank's licence.

27. 18 months to meet conditions

Promoters must meet every condition within 18 months of approval.

28. Approval itself lasts 18 months

RBI's initial approval expires after 18 months.

29. Directors must be fit, proper

The board must meet RBI's fit-and-proper standard.

30. UCBs need ₹50 crore

A transitioning UCB needs at least ₹50 crore net worth.

31. UCB promoters need experience

UCB promoters must be residents with ten years' banking experience.

32. UCB-path promoters keep 26%

Promoters converting from a UCB must hold at least 26% of shares.

Do it

1. High-powered grievance cell required

Every bank needs a high-powered cell for customer complaints.

2. One month to appeal

An appeal must be filed within one month of RBI's decision.

3. Apply anytime through PRAVAAH

A UCB may apply to transition at any time, through PRAVAAH.

Background

1. AIFs not accepted as promoters

Proposals from Alternative Investment Funds are not accepted as promoters.

2. Three-year bar on reapplying

A rejected applicant cannot reapply for three years.

The same subject for other kinds of institution

The same subject for other kinds of institution.

Other RBI rules for small finance banks

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