Skip to content
BankPulseBETARegulatory intelligence for Indian banking
Regulatory document · Reserve Bank of India

Reserve Bank of India (Universal Banks – Licensing) Guidelines, 2025

UR

The four dates on this rule

At a glanceIndividuals with 10 years of senior banking experience can promote a new bank. Promoters must meet every condition within 18 months of approval.

Official RBI page

Numbers to remember

10 yearsIndividuals with 10 years of senior banking experience can promote a new bank. RBI Para 6
₹1,000 croreA new universal bank needs at least ₹1,000 crore in paid-up capital. RBI Para 14(1)
13 per centA new universal bank must hold 13 per cent capital adequacy for at least its first three years. RBI Para 14(3)
six yearsA new bank must list its shares within six years of starting business. RBI Para 14(4)
five yearsThat 40% promoter stake must stay locked in for five years. RBI Para 15(1)
15 yearsPromoter ownership must fall to 26% within 15 years of the bank's launch. RBI Para 15(4)
18 monthsPromoters must meet every condition within 18 months of approval. RBI Para 39

What it says

Must know

1. Who can promote

Individuals with 10 years of senior banking experience can promote a new bank.

2. Shell banks barred

A shell bank cannot promote or set up a new bank in India.

3. ₹1,000 crore capital floor

A new universal bank needs at least ₹1,000 crore in paid-up capital.

BankPulse example. A group applies to open a new universal bank. The minimum paid-up voting equity capital is Rs 1,000 crore. An application built on Rs 700 crore cannot proceed.

4. One thousand crore floor

The bank must hold a minimum net worth of ₹1,000 crore at all times.

5. 13 percent capital adequacy

A new universal bank must hold 13 per cent capital adequacy for at least its first three years.

6. Six-year listing deadline

A new bank must list its shares within six years of starting business.

7. 40 percent promoter stake

Bank promoters must hold at least 40% of the bank's shares.

8. Five-year lock-in

That 40% promoter stake must stay locked in for five years.

9. Dilution to 26 percent

Promoter ownership must fall to 26% within 15 years of the bank's launch.

10. Dilution schedule at licensing

The promoter must submit a dilution schedule for Reserve Bank examination when the licence is issued.

11. No board seat here

Such shareholders cannot have a director on the board under shareholder agreements or otherwise.

12. 5 percent approval rule

Buying 5% or more of a bank's shares needs RBI's prior approval.

13. 25 percent rural branches

New banks must open at least 25% of branches in unbanked rural areas.

14. 18-month compliance window

Promoters must meet every condition within 18 months of approval.

15. Five years as SFB

It must operate as an SFB for five years before converting.

16. SFB conversion threshold

A small finance bank needs ₹1,000 crore net worth to become a universal bank.

17. No new promoters allowed

A small finance bank moving to universal bank cannot add or change promoters.

Do it

1. Small finance bank route

A small finance bank wishing to become a universal bank must follow Chapter II.

2. NOFHC keeps Basel capital

The holding company must keep capital adequacy on a consolidated basis under applicable Basel norms.

3. Independent board majority

Most of the bank's board must be independent directors.

4. Arm's length with promoters

The bank must keep an arm's length relationship with promoter group entities and their main suppliers.

5. Priority lending targets

New banks must meet the same priority-sector lending targets as existing banks.

6. Apply through PRAVAAH

Applications must be submitted through PRAVAAH in the prescribed Form III.

7. Bad loan thresholds

Its bad loans must stay under 3% gross and 1% net to qualify.

8. Give the transition reason

An eligible small finance bank must give a detailed rationale for the transition.

Background

1. NBFC conversion route

NBFCs controlled by residents with a 10-year track record can convert into a bank.

2. Group entities need NOFHC

Where promoters hold other group entities, the bank may be set up only through a NOFHC.

3. Complaints cell

Every new bank needs a high-powered cell for customer complaints.

4. Dilution plan unchanged

The promoter shareholding dilution plan already approved by the Reserve Bank does not change.

The same subject for other kinds of institution

The same subject for other kinds of institution.

Where to go next