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Master Direction · Reserve Bank of India

Master Directions on Authorisation to operate a Payment System

UR

The four dates on this rule

At a glanceA company can apply for authorisation at any time, not only in a window. No one may run a payment system without RBI's own authorisation. These rules start the day RBI puts them on its own website.

Official RBI page

What it says

Must know

1. Starts when RBI posts it

These rules start the day RBI puts them on its own website.

2. Needs RBI's yes first

No one may run a payment system without RBI's own authorisation.

3. Apply any time, no window

A company can apply for authorisation at any time, not only in a window.

4. Auditor certifies its net worth

Its auditor certifies that it meets RBI's net-worth rule, with the application.

5. Fit and proper test

The company, its promoters and their group must pass RBI's fit-and-proper test.

6. RBI's word is final

RBI alone decides who is fit and proper, and that word is final.

7. Incomplete bids sent back

An application missing the capital rule or the right form is returned.

8. Risky-country money treated differently

Money from an FATF non-compliant country is not treated like other money.

9. No quiet takeover allowed

A new investor from such a country cannot quietly take control of the company.

10. Kept under one-fifth of votes

New investment from such a country stays under 20 per cent of the vote.

11. New firm, no-expiry licence

A brand-new company gets an authorisation that never expires.

12. Renewal keeps no expiry too

An existing operator can get the same no-expiry authorisation when its old one is due.

13. Licence can be withdrawn

If it does not fix things in time, RBI can withdraw its authorisation.

14. Rule breaks invite action

Breaking any condition can bring RBI action, including limits on its business or losing its licence.

15. Can hand back its licence

A company that wants to stop can ask RBI to give up its licence.

16. Board resolution needed first

Its own board first passes a resolution to give up the licence, and says why.

17. Auditor lists what it owes

Its auditor lists every escrow amount and every amount still owed to customers and partners.

18. No dues, auditor confirms

Once every amount owed is paid, its auditor confirms nothing is left owing.

19. Unpaid dues held three years

Money still owed is not booked as profit, and is kept aside for three years.

20. Claim window is three years

A customer can still claim unpaid money for three years after the licence is cancelled.

21. One-year freeze can apply

RBI can impose a one-year freeze in several situations, including a cancelled or refused licence.

22. No new bid during freeze

During that freeze, it cannot apply to run any payment system at all.

23. RBI's reading wins any doubt

If there is any doubt, RBI's own reading of these Directions is final.

Do it

1. Apply through RBI's own portal

A company applies for authorisation on RBI's own portal.

Background

1. Covers new applicants too

It applies to a company that is applying to run one.

2. Covers running operators too

It also applies to a company already authorised to run one.

3. Capital rule sits elsewhere

How much capital it needs is fixed by that payment system's own rule.

4. New firm, provisional accounts

A brand-new company with no audited accounts gives a provisional balance sheet instead.

5. RBI can shorten the freeze

RBI can shorten or waive that freeze in an unusual case, on request.

6. Six old rules replaced

This replaces six older RBI circulars, listed in the direction's own table.

7. Old approvals still count

Anything approved under the old rules is treated as approved under this one.

8. Past penalties still stick

A penalty already earned under the old rules is not wiped out by this change.

9. Other laws still apply

These Directions add to other laws and rules, they do not replace them.

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