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Directions · Reserve Bank of India

Reserve Bank of India (Urban Co-operative Banks - Prudential Norms on Capital Adequacy) Directions, 2025 (Updated as on June 16, 2026)

UR

The four dates on this rule

At a glanceTier 2 capital may never be larger than Tier 1 capital. These Directions apply to every urban co-operative bank. A bank short of capital must climb to ten, then eleven, then twelve per cent.

Official RBI page

Numbers to remember

two crore rupeesA Tier 1 bank working in a single district needs two crore rupees of net worth. RBI Para 6
twelve per centA bank in Tiers 2 to 4 must hold twelve per cent capital. RBI Para 9(2)
35 per centPerpetual preference shares and debt together cannot exceed 35 per cent of Tier 1. RBI Para 12(1)
fifteen per centPerpetual debt counted in Tier 1 cannot exceed fifteen per cent of Tier 1. RBI Para 13(1)

What it says

Chapter I. Preliminary

1. Capital rules for UCBs

This document sets how much capital urban co-operative banks must hold.

2. Start date

These Directions took effect on the day RBI issued them.

BankPulse example. There is no gap here between issue and effect. The Directions come into effect immediately upon issuance. A bank cannot wait for a separate start date, because there is none.

3. In force at once

The rules took effect the day they were issued. There was no grace period.

4. Who is covered

These Directions apply to every urban co-operative bank.

Chapter II. Regulatory capital

Must know

1. Two crore in one district

A Tier 1 bank working in a single district needs two crore rupees of net worth.

BankPulse example. A Tier 1 bank working in one district needs ₹2 crore of net worth. A bank working across two districts needs ₹5 crore. The same ₹5 crore applies to every other tier.

2. Bigger tiers hold twelve

A bank in Tiers 2 to 4 must hold twelve per cent capital.

3. Capital ladder to 2026

A bank short of capital must climb to ten, then eleven, then twelve per cent.

4. Perpetual paper capped

Perpetual preference shares and debt together cannot exceed 35 per cent of Tier 1.

5. No put option allowed

Perpetual non-cumulative preference shares cannot carry a put option.

6. No put or step up

These instruments cannot carry a put option or a step up option.

7. Missed dividend is lost

A dividend missed is never paid in a later year, whatever the profit then.

8. Short payment not made up

If less than the set rate is paid, the shortfall is never made good.

9. No loan to buy them

No loan may be given to any person to buy this paper.

10. Not a lending security

The issuer cannot lend against the security of its own instrument.

11. Debt limb capped at fifteen

Perpetual debt counted in Tier 1 cannot exceed fifteen per cent of Tier 1.

12. Report a lock in

Every use of the lock in clause must be reported to the regulator.

13. Tier 2 stays smaller

Tier 2 capital may never be larger than Tier 1 capital.

BankPulse example. Tier 2 capital may not exceed 100 per cent of Tier 1. Suppose Tier 1 is ₹300 crore. Then Tier 2 counts to ₹300 crore, and anything beyond that does not.

14. Holder cannot force repayment

The investor cannot demand redemption of these shares.

Do it

15. Half by 2026

A bank short of the net worth must reach half of it by 31 March 2026.

16. Accountant must certify

A chartered accountant must certify that the offer document follows these rules.

17. Fully paid and unsecured

The instrument must be fully paid, unsecured and free of restrictive clauses.

18. Other regulators still apply

Conditions set by the market regulator or any other authority must also be met.

19. Provide for losses first

Known and foreseeable losses must be provided for before this reserve counts.

Background

20. Capital has two tiers

Capital for this purpose is Tier 1 and Tier 2 only. Nothing else counts.

21. Risk assets are computed

Risk weighted assets are worked out under the paragraph named in the rule.

22. Revaluation reserve rule

A revaluation reserve rejected from Tier 1 is rejected from Tier 2 as well.

23. Bad debt reserve line

Appropriations to the bad and doubtful debt reserve come below the line.

24. Two tests for a fund

A fund enters Tier 1 only if it is an appropriation of profit and free.

25. Old perpetual debt counts

Innovative perpetual debt already issued still counts within the set ceilings.

26. Intangibles come off

Intangible assets, current losses and shortfalls in provisions are deducted.

27. Fund units are deducted

A holding in subordinated units of an alternative investment fund is deducted in full.

BankPulse example. A lender puts ₹10 crore into such a fund, as subordinated units. The whole ₹10 crore comes off capital funds. It is taken proportionately from Tier 1 and Tier 2 capital.

28. Guarantee money is deducted

A default loss guarantee given by the lender is taken out of its capital.

BankPulse example. A lender gives a default loss guarantee and ₹20 crore of it is still outstanding. The whole ₹20 crore comes off its capital. Nothing is left in on the ground that no loss has happened yet.

29. Apply through Pravaah

The application and offer document go to the Reserve Bank through the Pravaah portal.

30. Limit measured after goodwill

The ceiling is measured on Tier 1 after goodwill and intangibles are removed.

31. Board fixes the amount

The Board decides how much of the instrument may be raised.

32. Shown as capital

These instruments appear in the balance sheet under capital.

33. Where the holder ranks

These holders rank above equity but below every creditor and depositor.

34. No voting rights

An investor in these preference shares gets no vote.

35. No progressive discount

These instruments are not written down as they age.

36. Money before allotment

Money collected before allotment counts as a liability for reserve purposes.

37. Shown as borrowings

Perpetual debt is shown in the balance sheet as borrowings, not capital.

38. Holders rank together

Within the same class every investor ranks equally with the others.

39. Long deposits in Tier 2

Long term subordinated deposits already taken still count in Tier 2.

40. Coupon is interest

The coupon on these instruments is treated as interest in the accounts.

41. RBI approval to redeem

Every redemption of a capital instrument needs prior approval from RBI.

Chapter III. Computation of risk weighted asset (RWA)

1. Walkaway deals not netted

A contract with a walkaway clause cannot be netted when capital is worked out.

2. Charge has a ceiling

The capital charge cannot exceed what the exposure would cost if it had no guarantee.

Chapter IV. Other instructions

Must know

1. No deposit rate benchmark

A floating rate instrument cannot use the bank's own deposit rate as its benchmark.

Background

2. Older rules cancelled

This document cancels the earlier conduct rules for these institutions.

3. Earlier repeals stand

Guidelines already repealed before these Directions stay repealed.

4. Old rules stay repealed

Rules repealed before this document was issued remain repealed.

5. Old actions preserved

Anything already done under the old rules stays governed by those old rules.

6. Approvals carried over

Approvals given under the cancelled rules are now treated as given under these rules.

7. Other laws still apply

These Directions add to other laws. They do not replace any of them.

8. RBI's reading final

RBI's interpretation of any part of these Directions is final and binding.

What RBI has fined people for under this rulebook

RBI has imposed 10 monetary penalties on this kind of lender. In each one its own stated reason names the subject of this rulebook. Each one links to the press release it was read from.

This tells you the rulebook RBI named. It does not tell you which of the points on this page was broken, because RBI does not say. Read the order itself before drawing any conclusion about your own bank.

These come from RBI press releases. The penalty tracker holds them all. It also lists the penalties we could not place on any rulebook, and the reason for each one.

How this rule has changed

The points above are the rule as it stands today, after every change listed here.

  1. Issued on Nov 28, 2025. This is the date RBI put the rule out.

  2. Changed on Jun 16, 2026.

    • Risk weight for balance. The remaining loan amount must follow the current rules for deciding risk weight.
    • Immediate effect. These changes apply from the date of this circular with no delay.
  3. Changed on Jun 24, 2026.

    • start date. These amended rules will apply from April 1, 2027.
    • daily capital need. A UCB must hold capital for foreign exchange risk every business day close.
    • capital exclusion items. No capital for foreign exchange risk is needed on items already deducted from regulatory capital or their hedges.
    • matured or NPA securities. No foreign exchange capital is needed on matured unpaid or non-performing securities; they need only credit risk capital.

The same subject for other kinds of institution

The same subject for other kinds of institution.

Other RBI rules for urban co-operative banks

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